Open ViolationsA public record project
/

4197 Broadway, Manhattan

4 open Class C — see them ↓$3,750.00 recorded as dueHPD registration valid
Export CSV
OverviewHealth scoreTimelineFinesOwner

4197 Broadway at a glance

4197 Broadway, Manhattan has 6 open city records on file, 4 of them Class C (immediately hazardous), and $3,750.00 recorded as due on OATH/ECB summonses. The most recent record is dated Jul 24, 2026.

Open Class C
4
Immediately hazardous — click to see them
Open Class B
2
Hazardous — click to see them
Open Class A
0
Non-hazardous — click to see them
Fines due
$3,750.00
Balance on OATH/ECB summonses
Permits on file
43
Construction permits filed with DOB
Last activity
Jul 24, 2026
ECB/OATH record

Health score for 4197 Broadway

A composite of the public indicators below. How it is scored.

D
Health score · Aug 5, 2026
Scored from the 300 most recent of 1,071 public records for this building
Open Class C violations
Immediately hazardous, uncertified
This building 4
Open Class B violations
Hazardous
This building 2
Heat & hot water records
Violations and complaints, last 24 months
This building 6
Unpaid penalties
OATH/ECB summonses with balance due
This building $3,750
Bedbug filings with infestations
Annual LL69 filings on record
This building 0
Tenant litigation
Open HP actions in Housing Court
This building 0
Active vacate order
HPD or FDNY order to vacate, still in effect
This building No

Record timeline for 4197 Broadway

Showing the 300 most recent of 1,071 records; the CSV has the full history. Class A, B and C are HPD’s hazard tiers: C is immediately hazardous, A and B explained here.

Download this timeline (CSV) →

OATH / ECB summonses & fines at 4197 Broadway

$3,750.00 is recorded as due across the 42 summonses below, out of $25,700.00 in penalties imposed. Balances are as the city publishes them; a settlement or write-off that never reached the dataset will not show here. New to these? How an OATH summons becomes a penalty, explained.

OATH and ECB summonses for 4197 Broadway
1709936Jul 24, 2026CLASS 1 ITEM: CEASE USE: DOOR RESTRICTOR INOPERATIVE. IN VIOLATION OF Oct 1, 2026Pending$1,250.00
1823685Apr 7, 2026CEASE USE 42-N-09 BY-PASSED SAFETY FUSE FR2 FR5 & FR6 REMOVED WIRE JUMFeb 9, 2027Pending$1,250.00
1718968Feb 10, 2026CEASE USE ITEMS:(1) DOOR ZONE RESTRICTOR AND BRAKE MONITOR SWITCHES ARNov 12, 2026Pending$1,250.00
0219495751Sep 25, 2024OPERATION OF A S W CAFE RDWY CAFE W O A LIC REVOC CONSENT REPEATFeb 24, 2025Defaulted (did not respond)—
0219479132Aug 20, 2024OP OF A S W CAFE RDWY CAFE W O A LICENSE REVOC CONSENT 1ST OFFENSEMar 3, 2025Defaulted (did not respond)—
048544271RJul 2, 2024IMPROPER RECEPTACLE ALL BUSINESSES 1STSep 30, 2024Pending—
048363193HJun 7, 2024IMPROPER RECEPTACLE ALL BUSINESSES 1STOct 11, 2024Pending—
011827652HSep 26, 2022PERMITSMar 2, 2023Found in violation—
1255554Mar 20, 20175X10,52B14,70O2. 5-CAR DOOR INOPERATIVE REPAIR; 52-HOIST ROPES INSUFFMay 4, 2017Found in violation—
779257Jun 30, 2016PEDESTRIAN PROTECTION DOES NOT MEET CODE SPECIFICATION. NOTE:OBSERVED Oct 27, 2016Found in violation—
011441414KNov 30, 2015GENERAL MAINTENANCEJan 20, 2016Written off—
042374599NJul 6, 2015NOXIOUS LIQUIDSAug 7, 2015Found in violation—
1244921Apr 29, 201520L11,08I11,41M07,40X10,16B01,70M07. 20L11-VISION PANEL DEFECTIVE REPLJun 18, 2015Found in violation—
011404504LMar 16, 2015GENERAL MAINTENANCEMay 6, 2015Written off—
043429573RJan 20, 2015FAILURE TO CLEAN 18 INCHES INTO STREETFeb 20, 2015Pending—
043259530HNov 23, 2014FAILURE TO CLEAN 18 INCHES INTO STREETJan 9, 2015Pending—
1056759Nov 17, 201440M07,76I11,70Z09. 40M-PROVIDE VENTILATION AS PER CODE; 76I-TAIL ROPE Jan 8, 2015Settled by stipulation—
011403937MSep 19, 2014PORTABLE FIRE EXTINGUISHERS AND FIRE HOSESNov 5, 2014Written off—
043583259YJul 29, 2014FAILURE TO CLEAN 18 INCHES INTO STREETAug 29, 2014Pending—
042323999MDec 31, 2013FAILURE TO CLEAN 18 INCHES INTO STREETJan 31, 2014Pending—
1583378Nov 6, 2013UNAPPROVED/UNSAFE,UNSUITABLE ELECTRICAL EQUIPMENT,APPARATUS,MATERIALS,Jan 9, 2014Written off—
939803May 14, 2013UNAPPROVED/UNSAFE/UNSUITABLE ELECTRICAL EQUIPMENT,APPARATUS,MATERIALS,Nov 7, 2013Found in violation—
854465Jun 2, 201010H07,70O02,15M07,39O02,40P16. 10H- INDOOR GIBS ARE WORN PROVIDE. 40P-Jul 22, 2010Settled by stipulation—
521228Nov 18, 2008CU 32H10.CU 32H10 REPAIR OR REPLACE CAR SHOES WORN & WHEN ELEVATOR RUNOct 22, 2009Found in violation—
043231942JAug 24, 2008FAILURE TO CLEAN 18 INCHES INTO STREETSep 24, 2008Pending—
043231235KJun 1, 2008FAILURE TO CLEAN 18 INCHES INTO STREETJul 2, 2008Pending—
0160435651May 6, 2008DIRTY SIDEWALK DIRTY AREAJun 9, 2008Pending—
040163481PMar 15, 2008FAILURE TO CLEAN 18 INCHES INTO STREETApr 11, 2008Found in violation—
729763Sep 6, 200734Q03,39O02,56J01,58J01,59I10,86U05.34Q03-INSTALL COVERS FOR ELECTRICAOct 25, 2007Cured—
0149113782Aug 15, 2005FAILURE TO SWEEP 18 INCHES FROM CURBSep 21, 2005Pending—
718119Jul 7, 2005FAILURE TO POST DOT PERMIT FOR STREET AND SIDEWALK CLOSING.NOTED:CLOSESep 29, 2005Found in violation—
0141060399Feb 11, 2005FAILURE TO SWEEP 18 INCHES FROM CURBMar 16, 2005Pending—
490874May 6, 2001REQUIRED MEANS OF EGRESS OBSTRUCTED.SECONDARY MEANS OF EGRESS AT REAR Jun 21, 2001Defaulted (did not respond)—
0098656223Apr 8, 1998ILLEGAL POSTING OF HANDBILL NOTICEMay 12, 1998Written off—
459551Jun 13, 199708V74K30O17M09D23U25O36T35O75R50E53M54I74H50Y35I03M #17 PROVIDE VISIONSep 18, 1997Settled by stipulation—
110744Jul 7, 199503M,08V,13M,17Q,28L,30M,50M,50F,62I,73U,75T.03M-CAPACITY PLATE 30M-FACSep 14, 1995Found in violation—
129470Jul 6, 199403M,05J,08V,17Q,21X,35I,50Y,52H,57O,62I,73U,75T,74#. 03M- CAPACITY PLAMar 23, 1995Found in violation—
547764Aug 4, 199315L,17R,21X,28L,47H,57O,18J,61I,74R,31Q,35P. 15 CHECKS 17 WITH WIRE Oct 21, 1993Found in violation—
459415Nov 10, 199205J,15L,17R,21X,25Q,28L,35I,39M,47H,50Y,51L,52M,73#,57O. 15 DOOR CHECKApr 1, 1993Found in violation—
585177Aug 12, 1992OPERATIN OF PLACE OF ASSEMBLY WITHOUT A CURRENT PERMIT. REMEDY:OBTAIN Oct 15, 1992Written off—
738670Aug 12, 1992FAILURE TO HAVE APPROED PA.PLANS AVAILABLE FOR INSPECTION. REMEDY: Oct 1, 1992Defaulted (did not respond)—
725430Apr 29, 199135O,14M,57OSep 19, 1991Written off—